Wealth & Investing

City National Securities is registered as a broker-dealer and investment adviser with the U.S. Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Our brokerage and investment advisory services and fees differ, and it is important for you to understand these differences. 
Registration as an investment adviser does not imply any level of skill or expertise.

To help you understand these differences, free and simple tools are available for you to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing.

• Form CRS Relationship Summary
  
• Account Agreements and Disclosures
  
• Form CRS, Investment Advisory Program Terms and Conditions and ADV Brochure
  
• Form CRS, Asset Allocation Program Terms and Conditions and ADV Brochure
  
• Commission and Transaction Fee Schedule
  
• Retirement Fiduciary Status Disclosure
  • Investment Advisory Program Fee Disclosure Report
  • Asset Allocation Program Fee Disclosure Report
    
  • Supplemental Fees and Compensation Schedule
• City National Securities CNB Deposit Sweep Program Disclosure

City National Rochdale®

• Fund Information